Randy Penkwitz
Randy Penkwitz is a registered investment advisor at LPL Financial LLC, based in Hudson, WI, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
375 Stageline Road, Hudson, WI, 54016
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2008Customer Dispute
January 2004Customer Dispute
August 2003Customer Dispute
September 2002Other Business ActivitiesSells Insurance
Randy operates under several DBAs, including CPR Wealth Advisors and Goss Advisors, offering investment advisory services through firms like GWM Advisors and NewEdge Advisors. He also has an insurance agency, CPR Wealth Advisors, started in 2017, spending a few hours per week on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Newedge Advisors
LPL Financial LLC
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
Wells Fargo Brokerage Services, L.L.C.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Brokerage Services, L.L.C.Broker
U.S. Bancorp Investments, INC.Broker
Liberty Securities CorporationBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.