TrueAdvisor
TrueAdvisor
AS
AS

Andrew Sutherland

Wells Fargo Advisors
30 Years of Experience
Albany, GA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Andrew Sutherland is a registered investment advisor at Wells Fargo Advisors, based in Albany, GA, with 30 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

2410 Westgate Drive, 105, Albany, GA, 31707

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2010
Settled
Customer Dispute
November 2007
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
May 2024 - Present · 2 yrs
Wells Fargo Advisors Financial Network, LLCBroker
May 2024 - Present · 2 yrs
Wells Fargo Advisors Financial Network, LLC
May 2024 - Present · 2 yrs
Previous Registrations
Wells Fargo Advisors
January 2016 - May 2024 · 8 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2016 - May 2024 · 8 yrs 4 mos
Raymond James & Associates, INC.Broker
February 2013 - February 2016 · 3 yrs
Raymond James & Associates, INC.
February 2013 - February 2016 · 3 yrs
Morgan Keegan & Company, INC.
May 2007 - February 2013 · 5 yrs 9 mos
Morgan Keegan & Company, INC.Broker
April 2007 - February 2013 · 5 yrs 10 mos
Wachovia Securities, LLC
January 2004 - April 2007 · 3 yrs 3 mos
Wachovia Securities, LLCBroker
July 2003 - April 2007 · 3 yrs 9 mos
Prudential Securities IncorporatedBroker
May 2001 - July 2003 · 2 yrs 2 mos
Morgan Keegan & Company, INC.Broker
July 1995 - May 2001 · 5 yrs 10 mos
State Registrations15 states
ALCACOFLGAILMDMONCPASCTNUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More financial advisors in Albany, GA →All financial advisors in Georgia →