Bradley Schwartz is a registered investment advisor at Clsa Americas, LLC, based in San Francisco, CA, with 19 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments. Their firm serves 123 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
235 Montgomery Street, Suite 1026, San Francisco, CA, 94104
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Bradley is a director at Maddyloo Hong Kong Limited, a fashion accessory business, and secretary at Journe Society, a watch club, dedicating minimal time to each. He is also CEO of CSI-USA and President of CLSA Americas Holdings.
Employment History
Current Registrations
Clsa Americas, LLC
Citic Securities International USA, LLCBroker
Clsa Americas, LLCBroker
Previous Registrations
Hsbc Securities (USA) INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Pyxis Securities, LLCBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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