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Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Debra serves as Global Chief Compliance Officer for Envestnet, Inc., Envestnet Asset Management, Inc., and related RIA affiliates, dedicating a majority of her time to these entities. Her day-to-day involvement with ESI will be roughly 10-20% of her time.