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Anthony Brauner

32 Years of Experience
Lake Oswego, OR
Broker

Anthony Brauner is a registered investment advisor at D.A. Davidson & CO., based in Lake Oswego, OR, with 32 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Two Centerpointe Drive, Suite 200, Lake Oswego, OR, 97305

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.Broker
November 2023 - Present · 2 yrs 6 mos
D.A. Davidson & CO.
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - August 2023 · 12 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - August 2023 · 12 yrs 7 mos
Wells Fargo Investments, LLCBroker
August 2007 - January 2011 · 3 yrs 5 mos
Wells Fargo Investments, LLC
August 2007 - January 2011 · 3 yrs 5 mos
Citigroup Global Markets INC.Broker
May 2007 - August 2007 · 3 mos
Citigroup Global Markets INC.
May 2007 - August 2007 · 3 mos
Citicorp Investment Services
February 2004 - May 2007 · 3 yrs 3 mos
Citicorp Investment ServicesBroker
February 2004 - May 2007 · 3 yrs 3 mos
Associated Planners Investment Advisory INC
January 2004 - January 2004 · 0 mos
Associated Securities CORP.Broker
January 2004 - January 2004 · 0 mos
Prudential Financial Planning Services
February 2001 - October 2003 · 2 yrs 8 mos
Pruco Securities CorporationBroker
August 1993 - October 2003 · 10 yrs 2 mos
State Registrations4 states
ARMAORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Brauner - Financial Advisor | TrueAdvisor