Thomas Schubert is a registered investment advisor, based in King of Prussia, PA, with 25 years of industry experience.
Location
150 S. Warner Rd, Suite 445, King of Prussia, PA, 19406
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas is a trustee for the Schubert Sibling Trust and the MA Schubert IREV Trust, spending minimal time on each. He also manages a rental property, dedicating minimal time to tenant issues, rent collection, and property maintenance.
Employment History
Current Registrations
Truist Investment Services, INC.Broker
Truist Advisory Services, INC.
Truist Investment Services, INC.
Previous Registrations
Bb&t Securities, LLC
Bb&t Securities, LLCBroker
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLCBroker
Ing Funds Distributor, INC.Broker
Directed Services LLCBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.