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Tom Edwards
32 Years of Experience
San Francisco, CA
2 DisclosuresBroker
Tom Edwards is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
101 California Street 23rd Floor, San Francisco, CA, 94111
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Regulatory History (2)
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Customer Dispute
September 2005Denied
Customer Dispute
March 2003Denied
Employment History
Current Registrations
Morgan StanleyBroker
January 2015 - Present · 11 yrs 4 mos
Morgan Stanley
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
RBC Capital Markets, LLCBroker
July 2006 - February 2015 · 8 yrs 7 mos
RBC Capital Markets, LLC
July 2006 - February 2015 · 8 yrs 7 mos
Piper Jaffray & CO.
April 2001 - July 2006 · 5 yrs 3 mos
Piper Jaffray & CO.Broker
April 2001 - July 2006 · 5 yrs 3 mos
Wells Fargo Van Kasper, LLCBroker
September 1998 - April 2001 · 2 yrs 7 mos
Smith Barney INC.Broker
August 1993 - September 1998 · 5 yrs 1 mo
State Registrations29 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.