James Callaway
James Callaway is a registered investment advisor at Ameriprise Financial Services, LLC, based in Paris, TX, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2219 Lamar Ave, Paris, TX, 75460-4755
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2020Customer Dispute
April 2009Criminal
July 2001Other Business Activities
James is the Vice President of Callaway since January 2024, dedicating a few hours per week. He also participates in the Episcopal Diocese of Dallas and the Holy Cross Episcopal Church Finance Committee, spending minimal time on these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.