James Callaway
James Callaway is a registered investment advisor at Ameriprise Financial Services, LLC, based in Paris, TX, with 30 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
2219 Lamar Ave, Paris, TX, 75460-4755
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2020Customer Dispute
April 2009Criminal
July 2001Other Business Activities
James is the Vice President of Callaway since January 2024, dedicating a few hours per week. He also participates in the Episcopal Diocese of Dallas and the Holy Cross Episcopal Church Finance Committee, spending minimal time on these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Stephen Gerrald, CFPEdward Jones
- William Kennedy, ChFCState Farm Investment Management CORP.
- Dana Napier, CFPWells Fargo Advisors