Raymond Frierson
Raymond Frierson is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
801 Travis Street, Suite 1900, Houston, TX, 77002-5730
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Raymond is involved in several business activities, including outside sales of non-variable insurance since 2002 and working as a CPA/bookkeeper/tax preparer. He also acts in a fiduciary capacity for several trusts and manages multiple LLCs for tax/investment and real estate rental purposes, dedicating minimal time to most of these ventures.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Greenbriar Financial Services, INC.
Greenbriar Financial Services, INC.
Greenbriar Financial Services, INC.
1st Global Advisors INC
1st Global Capital CORP.Broker
H.D. Vest Investment Securities, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.