Scott Moffitt
Scott Moffitt is a registered investment advisor at Cetera Investment Advisers LLC, based in Loveland, OH, with 32 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
101 Commerce Blvd, Suite A, Loveland, OH, 45140
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is a general agent for Mutual Trust Life Insurance Company and sells whole life insurance, dedicating about 10-20% of his time. He is also involved in college planning marketing, a software company for vacation properties, tax return preparation, real estate, tax and accounting, fixed insurance sales, and financial services through Summit Financial Group, Inc.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Cigna Financial Advisors,inc.Broker
State Registrations23 states
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