Adam Mosbach is a CFP-designated registered investment advisor at Pfg Advisors, based in Phoenix, AZ, with 32 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 7,592 clients with $3.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.95% |
Management fees are negotiable up to a maximum of 1.95% of assets under management. Fees may be structured as fixed, variable linear, or variable tiered. Additional platform or strategist fees may apply depending on the selected program.
Fee Estimator
Location
3200 N. Central Ave, Suite #200, Phoenix, AZ, 85012
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam provides advisory services through A.M. Guidance & Financial Services Consulting, LLC and is a board member of the Financial Planning Association of Greater Phoenix. He is also the CEO and founder of A.M. Guidance & Financial Services Consulting, L.L.C., focused on recruiting, coaching, and training financial advisors, and owns a small fixed insurance agency, dedicating about 10-20% of his time to each of these activities.
Employment History
Current Registrations
Pfg Advisors
Previous Registrations
Osaic Wealth, INC.Broker
Securities America, INC.Broker
M. S. Howells & CO.Broker
Ashton Thomas Private Wealth
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Nylife Securities LLCBroker
1717 Capital Management CompanyBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Laura Boldt, CFPPfg Advisors
- Victoria Yazzie, CFPPfg Advisors
- Todd Kalina, CFPPfg Advisors
- Louis Priebe, CFPPfg Advisors
- Natalie Rivosecchi, CFPCharles Schwab & CO., INC.
- Cheryl Knight, ChFCLPL Enterprise, LLC