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Paul Hoghaug

LPL Financial LLC
31 Years of Experience
Oakdale, MN
1 DisclosureBroker
View SEC Summary
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Paul Hoghaug is a registered investment advisor at LPL Financial LLC, based in Oakdale, MN, with 31 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

928 Inwood Avenue, Oakdale, MN, 55128

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2022
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Paul operates his LPL business through Heritage Financial Advisors, a DBA. This activity is investment-related and consumes all of his time.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2019 - Present · 7 yrs 5 mos
LPL Financial LLC
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
March 2014 - May 2019 · 5 yrs 2 mos
Ameriprise Financial Services, INC.
March 2014 - May 2019 · 5 yrs 2 mos
LPL Financial LLC
January 2014 - April 2014 · 3 mos
LPL Financial LLCBroker
March 2003 - April 2014 · 11 yrs 1 mo
Great American Advisors, INC.Broker
November 1997 - March 2003 · 5 yrs 4 mos
Aegon USA Securities INC.Broker
December 1995 - November 1997 · 1 yr 11 mos
Edward D. Jones & CO., L.P.Broker
September 1993 - August 1994 · 11 mos
State Registrations15 states
AZCACOFLIALAMDMNNCNDOHSDTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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