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Gary Cook
31 Years of Experience
Rochester, MI
1 DisclosureBroker
Gary Cook is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Rochester, MI, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
101 South Main St, Suite 200, Rochester, MI, 48307
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Regulatory History (1)
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Customer Dispute
February 2002Closed-No Action
Other Business Activities
Gary is an owner of Sapientia Private Wealth Management, LLC, which is a DBA for RJFS. He dedicates about half of his time to this business, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2020 - Present · 5 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2020 - Present · 5 yrs 10 mos
Raymond James Financial Services, INC.
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Raymond James & Associates, INC.Broker
April 2017 - July 2020 · 3 yrs 3 mos
Raymond James & Associates, INC.
April 2017 - July 2020 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 1998 - May 2017 · 18 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1995 - May 2017 · 22 yrs 3 mos
Sovereign Equity Management CORP.Broker
September 1993 - December 1993 · 3 mos
Chatfield Dean & CO., INC.Broker
August 1993 - August 1993 · 0 mos
State Registrations25 states
AKAZCACOCTDCFLGAHIIAILINMAMIMONCNVNYOHOKORPATNTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.