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Scott Hayes

32 Years of Experience
Dallas, TX
Broker

Scott Hayes is a registered investment advisor at Isc Advisors, INC., based in Dallas, TX, with 32 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 1,989 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
1,989 clients
Average Client Portfolio
$774K average
Assets Under Management
$1.5B

Fee Structure

Minimum Annual Fee:$5,000

ISC Advisors generally charges a percentage of your portfolio annually, up to a maximum of 1.30%. This fee is negotiable. Some clients may pay more than 1.30% due to flat-rate fee schedules or minimum account fees. The exact fee will be in your agreement. Fees are calculated either in advance or in arrears, depending on the platform. The firm also offers a managed account program called Pathways, with fees ranging from 0% to 1.3%, depending on the negotiated arrangement.

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Location

3500 Oak Lawn Ave, Ste 400, Dallas, TX, 75219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott owns a vacation rental property and dedicates minimal time to it. He also formed ISC Investment Management LLC to acquire stock in a holding company and serves as Director/Treasurer for St John Land Conservancy, dedicating minimal time to it.

Employment History
Current Registrations
Isc Advisors, INC.
March 2013 - Present · 13 yrs 2 mos
Institutional Securities Corporation
February 1997 - Present · 29 yrs 3 mos
Institutional Securities CorporationBroker
February 1997 - Present · 29 yrs 3 mos
Previous Registrations
Institutional Securities Corporation
January 2008 - December 2013 · 5 yrs 11 mos
Fetterman Investments, INC
December 2005 - March 2011 · 5 yrs 3 mos
Fetterman Investments, INC.Broker
July 2000 - December 2005 · 5 yrs 5 mos
Fidelity Investments Institutional Services Company, INC.Broker
July 1994 - February 1997 · 2 yrs 7 mos
Fidelity Brokerage Services, INC.Broker
November 1993 - June 1994 · 7 mos
American Express Financial Advisors INC.Broker
July 1993 - October 1993 · 3 mos
Ids Life Insurance CompanyBroker
July 1993 - October 1993 · 3 mos
State Registrations23 states
ARAZCODCFLGAHIILINLAMAMONENHNJNMNYOKRISCSDTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.