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William Schellenberg

32 Years of Experience
Aliso Viejo, CA
3 DisclosuresBroker

William Schellenberg is a registered investment advisor, based in Aliso Viejo, CA, with 32 years of industry experience.

Location

30 Enterprise Dr, Ste 100, Aliso Viejo, CA, 92656

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2023
Denied
Customer Dispute
June 2002
Denied
Customer Dispute
February 2002
Denied
Other Business Activities

William is on the Board of Directors and Golf Chair at Mission Viejo Country Club, scheduling golf events and tournaments. He is also an Officer/Director at Auric Capital Partners, taking about 10-20% of his time.

Employment History
Current Registrations
Sanctuary Advisors, LLC
September 2022 - Present · 3 yrs 8 mos
Sanctuary Securities, INC.Broker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1997 - September 2022 · 25 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1997 - September 2022 · 25 yrs 2 mos
Coastline Financial, INC.Broker
July 1993 - May 1997 · 3 yrs 10 mos
State Registrations20 states
AZCACOFLILINMDMIMSMTNCNJNYOHPATNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Schellenberg - Financial Advisor | TrueAdvisor