Scott Ellis
Scott Ellis is a CFA-designated registered investment advisor at Cetera Investment Advisers LLC, based in Cary, NC, with 32 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
547 Keisler Dr., Ste 3, Cary, NC, 27511
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is an insurance agent and owner of Ellis Brothers, Inc. since 2009, spending a few hours per week running illustrations and completing applications for life insurance and fixed annuities. He is also an agent for Avantax Insurance Agency, LLC and sells equity indexed annuities, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations17 states
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