Albert Mcnorton is a registered investment advisor, based in Sarasota, FL, with 31 years of industry experience.
Location
240 S. Pineapple Ave., Suite 601, Sarasota, FL, 34236
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Albert prepares tax returns for a small group of individuals, dedicating a few hours per week. He also works full-time as a registered representative and investment advisor for Mariner Wealth Advisors.
Employment History
Current Registrations
Msec, LLC
December 2024 - Present · 1 yr 7 mos
Msec, LLCBroker
December 2024 - Present · 1 yr 7 mos
Mariner Wealth
December 2024 - Present · 1 yr 7 mos
Previous Registrations
Osaic Fa, INC.
December 2016 - December 2024 · 8 yrs
Osaic Fa, INC.Broker
December 2016 - December 2024 · 8 yrs
Oppenheimer & CO. INC.
January 2015 - December 2016 · 1 yr 11 mos
Oppenheimer & CO. INC.Broker
January 2015 - December 2016 · 1 yr 11 mos
Wells Fargo Advisors, LLC
March 2009 - January 2015 · 5 yrs 10 mos
Wells Fargo Advisors, LLCBroker
March 2009 - January 2015 · 5 yrs 10 mos
Citigroup Global Markets INC.
March 2006 - March 2009 · 3 yrs
Citigroup Global Markets INC.Broker
March 2006 - March 2009 · 3 yrs
A. G. Edwards & Sons, INC.
January 2003 - March 2006 · 3 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
January 2003 - March 2006 · 3 yrs 2 mos
CPA Financial Advisers, INC.Broker
December 2000 - January 2003 · 2 yrs 1 mo
Lockwood Financial Services, INC.Broker
November 1998 - September 2000 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1993 - November 1997 · 4 yrs 2 mos
State Registrations6 states
ALAZCTFLMANY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.