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Peter Bernstein

Wells Fargo Advisors
33 Years of Experience
Bonita Springs, FL
1 DisclosureBroker
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Peter Bernstein is a registered investment advisor at Wells Fargo Advisors, based in Bonita Springs, FL, with 33 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Bonita Springs, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2002
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
March 2011 - Present · 15 yrs 7 mos
Wells Fargo Clearing Services, LLC
February 2009 - Present · 17 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - Present · 17 yrs 8 mos
Previous Registrations
Citigroup Global Markets INC.Broker
September 1993 - March 2009 · 15 yrs 6 mos
State Registrations26 states
AZCACOCTDCFLGAKYLAMAMDMEMINCNJNVNYOHORPARISCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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