Eric Sikes
Eric Sikes is a registered investment advisor at Sikes Financial Services, LLC, based in Boca Raton, FL, with 19 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 23 clients with $4.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.80% |
| $500K - $750K | 1.60% |
| $750K - $1.0M | 1.40% |
| $1M+ | 1.40% |
The annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee.
Fee Estimator
Location
123 NW 13th Street, Suite 214-01, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (4)
Regulatory
April 2018Employment Separation After Allegations
September 2016Customer Dispute
September 2016Criminal
April 1986Other Business ActivitiesSells Insurance
Eric is an insurance agent with Sikes Financial Services LLC since 2018, spending about 10-20% of his time on insurance products and services. He also dedicates minimal time to business development as a sole proprietor since 2019.
Employment History
Current Registrations
Sikes Financial Services, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Joseph Roberts & CO., INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.