TrueAdvisor
TrueAdvisor
ML
ML

Michael Loerch

Ameriprise Financial Services, LLC
33 Years of Experience
Georgetown, TX
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Michael Loerch is a registered investment advisor at Ameriprise Financial Services, LLC, based in Georgetown, TX, with 33 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 E 8th St Ste 202, Georgetown, TX, 78626

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2019
Settled
Customer Dispute
March 2008
Closed-No Action
Customer Dispute
April 2003
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2021 - Present · 5 yrs 3 mos
Ameriprise Financial Services, LLC
July 2021 - Present · 5 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, LLC
July 2021 - July 2021 · 0 mos
Bbva Securities INC.Broker
May 2013 - July 2021 · 8 yrs 2 mos
PNC Managed Account Solutions, INC.
October 2010 - July 2021 · 10 yrs 9 mos
St Johns Wealth Management
July 2010 - October 2010 · 3 mos
Bbva Compass Investment Solutions, INC.
June 2002 - July 2010 · 8 yrs 1 mo
Bbva Compass Investment Solutions, INCBroker
December 2000 - May 2013 · 12 yrs 5 mos
Tejas Securities Group, INC.Broker
February 2000 - January 2001 · 11 mos
Norwest Investment Services, INC.Broker
January 2000 - February 2000 · 1 mo
Wells Fargo Securities INC.Broker
September 1998 - February 2000 · 1 yr 5 mos
Spires Financial, L.P.Broker
November 1995 - September 1998 · 2 yrs 10 mos
Aps Financial CorporationBroker
November 1994 - November 1995 · 1 yr
Westcap Securities, L.P.Broker
August 1993 - November 1994 · 1 yr 3 mos
Westcap Government Securities, INC.Broker
August 1993 - August 1994 · 1 yr
State Registrations23 states
AKAZCACOFLILINKSLAMOMSNCNJNMNYORSCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Georgetown, TX →All financial advisors in Texas →