WM
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William Mitchell

32 Years of Experience
Florence, SC
1 DisclosureBroker

William Mitchell is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Florence, SC, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

135 S. Dargan Street, Suite 200, Florence, SC, 29506

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History

Regulatory History (1)
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Customer Dispute
October 2003
Denied
Other Business Activities

William is on the Finance/Stewardship committee for a church and a director for Youth Mentors of the Pee Dee. He also owns MMB Operations LLC, Signature Wealth Group LLC, Poseidon's Trident (rental real estate), and Thors Hammer LLC (rental real estate).

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2016 - Present · 10 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2016 - Present · 10 yrs 3 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
June 2003 - February 2016 · 12 yrs 8 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
February 2002 - February 2016 · 14 yrs
First Union Securities, INC.Broker
October 1999 - February 2002 · 2 yrs 4 mos
First Union Capital Markets CORP.Broker
December 1995 - October 1999 · 3 yrs 10 mos
Bb&t Investment Services, INC.Broker
July 1995 - October 1995 · 3 mos
Southern National Investment Services, INC.Broker
September 1994 - July 1995 · 10 mos
Olde Discount CorporationBroker
August 1993 - July 1994 · 11 mos
State Registrations34 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.