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Michael Mclaughlin
32 Years of Experience
Louisville, KY
1 DisclosureBroker
Michael Mclaughlin is a registered investment advisor at Raymond James & Associates, INC., based in Louisville, KY, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
4969 Us Hwy 42, Suite 1600, Louisville, KY, 40222
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2004Settled
Other Business Activities
Michael owns rental real estate property since 1984, but has used a property manager since 1993. He spends minimal time on this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
August 2021 - Present · 4 yrs 9 mos
Raymond James & Associates, INC.
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2007 - September 2021 · 14 yrs 4 mos
Wells Fargo Clearing Services, LLC
May 2007 - September 2021 · 14 yrs 4 mos
Citigroup Global Markets INC.
January 2004 - May 2007 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
September 1993 - May 2007 · 13 yrs 8 mos
State Registrations18 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.