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Roy Sachs
32 Years of Experience
Boerne, TX
1 DisclosureBroker
Roy Sachs is a registered investment advisor at Raymond James & Associates, INC., based in Boerne, TX, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
604 N. Main Street, Boerne, TX, 78006
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2005Denied
Other Business Activities
Roy is approved to be included in the National Football League Player's Association's list of advice professionals for professional football players.
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2012 - Present · 14 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2012 - Present · 14 yrs 1 mo
Previous Registrations
Morgan Keegan & Company, INC.
January 2013 - March 2013 · 2 mos
Morgan Keegan & Company, INC.Broker
January 2013 - March 2013 · 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2012 · 2 yrs 11 mos
Morgan Stanley Smith Barney LLC
June 2009 - May 2012 · 2 yrs 11 mos
Citigroup Global Markets INC.Broker
September 1993 - June 2009 · 15 yrs 9 mos
Citigroup Global Markets INC.
September 1993 - June 2009 · 15 yrs 9 mos
State Registrations17 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.