William Connell
William Connell is a registered investment advisor at LPL Financial LLC, based in Livonia, MI, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
19500 Victor Pkwy Ste 540, Livonia, MI, 48152
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2017Other Business Activities
William works at Schoolcraft College and has outside W-2 employment, dedicating minimal time. He also has business entities for tax/investment purposes and DBAs for his LPL business, including Pence Financial Group, which takes up more than full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & ReedBroker
Waddell & Reed
Wunderlich Securities, INC.
Wunderlich Securities, INC.Broker
Ferris, Baker Watts, LLC
Ferris, Baker Watts IncorporatedBroker
Morgan Stanley Dw INC.Broker
Olde Discount CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Olde Discount CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.