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Susan Chandler

28 Years of Experience
Seattle, WA
Broker

Susan Chandler is a registered investment advisor, based in Seattle, WA, with 28 years of industry experience.

Location

1111 Third Ave, Ste 2900, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Susan works as an associate/employee for Columbia Wealth Advisors as a private banker referring clients to financial advisors, dedicating minimal time. She also works as an associate/employee for Umpqua Bank, also as a private banker referring clients to financial advisors, dedicating minimal time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
February 2024 - Present · 2 yrs 3 mos
Raymond James Financial Services Advisors, INC
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Cetera Investment Services LLCBroker
March 2023 - October 2023 · 7 mos
Cetera Investment Advisers LLC
March 2023 - October 2023 · 7 mos
Steward Partners Investment Solutions, LLC
October 2013 - March 2023 · 9 yrs 5 mos
Steward Partners Investment Solutions, LLCBroker
October 2013 - March 2023 · 9 yrs 5 mos
Wells Fargo Advisors, LLC
January 2011 - October 2013 · 2 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2011 - October 2013 · 2 yrs 9 mos
Wells Fargo Investments, LLC
April 2004 - January 2011 · 6 yrs 9 mos
Wells Fargo Investments, LLCBroker
April 2004 - January 2011 · 6 yrs 9 mos
Banc of America Investment Services, INC.Broker
July 1999 - March 2004 · 4 yrs 8 mos
Banc of America Investment Services, INC.
July 1998 - March 2004 · 5 yrs 8 mos
Ba Investment Services, INC.Broker
July 1998 - July 1999 · 1 yr
Seafirst Investment Services, INC.Broker
February 1997 - July 1998 · 1 yr 5 mos
State Registrations1 state
WA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Susan Chandler - Financial Advisor | TrueAdvisor