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Scott Macmillan

32 Years of Experience
Richmond, VA
Broker

Scott Macmillan is a registered investment advisor at Wells Fargo Advisors, based in Richmond, VA, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5701 Patterson Ave, Ste 101 Fl 1, Richmond, VA, 23226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Scott owns 100% of Macmillan Enterprises LLC, an investment-related business. This requires nearly full-time commitment, including a few hours during trading hours for Finet Practice.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2023 - Present · 3 yrs 1 mo
Wells Fargo Advisors
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
August 2008 - April 2023 · 14 yrs 8 mos
Wells Fargo Clearing Services, LLC
August 2008 - April 2023 · 14 yrs 8 mos
Citigroup Global Markets INC.
February 2006 - September 2008 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
February 2006 - September 2008 · 2 yrs 7 mos
Legg Mason Wood Walker INC
July 2002 - February 2006 · 3 yrs 7 mos
Legg Mason Wood Walker, IncorporatedBroker
July 2002 - February 2006 · 3 yrs 7 mos
Scott & Stringfellow, INC.Broker
May 1999 - July 2002 · 3 yrs 2 mos
Scott & Stringfellow, INC.
January 1997 - July 2002 · 5 yrs 6 mos
Scott & Stringfellow, INC.Broker
October 1996 - May 1999 · 2 yrs 7 mos
PFS Investments INC.Broker
October 1993 - October 1996 · 3 yrs
State Registrations9 states
FLILMDNCNYPASCVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.