TrueAdvisor
TrueAdvisor
JB
JB

Joseph Bruno

Integrity Alliance, LLC
33 Years of Experience
Newtown Square, PA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Joseph Bruno is a registered investment advisor at Integrity Alliance, LLC, based in Newtown Square, PA, with 33 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 8 more. Their firm serves 10,885 clients with $5.4B in assets under management.

Integrity Alliance, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
461 advisors
Number of Clients
10,885 clients
Average Client Portfolio
$497K average
Assets Under Management
$5.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M1.00%
$3M+0.50%

Schedule reflects base Select Program fees. Total fees can include additional advisor fees, platform fees, and third-party manager costs up to 2.80% annually. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

90 S Newtown Street Rd, Suite 3, Newtown Square, PA, 19073

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 1996
Final
Employment Separation After Allegations
August 1995
Criminal
April 1976
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joseph owns Bruno Financial Services LLC, a DBA for securities and insurance sales and service, dedicating about a quarter of his time. He also works as an insurance agent selling fixed and life insurance, which takes nearly full-time hours.

Employment History
Current Registrations
Integrity Alliance, LLC.Broker
July 2020 - Present · 6 yrs 3 mos
Integrity Alliance, LLC
July 2020 - Present · 6 yrs 3 mos
Previous Registrations
Nationwide Securities, LLC
June 2018 - July 2020 · 2 yrs 1 mo
Nationwide Securities, LLCBroker
August 2008 - July 2020 · 11 yrs 11 mos
Nationwide Securities, LLC
August 2008 - December 2017 · 9 yrs 4 mos
1717 Capital Management Company
June 2002 - August 2008 · 6 yrs 2 mos
1717 Capital Management CompanyBroker
October 1995 - August 2008 · 12 yrs 10 mos
Pruco Securities CorporationBroker
August 1993 - October 1995 · 2 yrs 2 mos
State Registrations9 states
CADEFLMDNJNYOHPATN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Newtown Square, PA →All financial advisors in Pennsylvania →