BG
BG

Brian Giffin

32 Years of Experience
Beaver, PA
1 DisclosureBroker

Brian Giffin is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Beaver, PA, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

205 College Ave, Beaver, PA, 15009

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2013
Other Business Activities

Brian is a non-compensated affiliate of Covenant Financial Advisors and Covenant Partners LLC, sharing office and staff resources. He is also a partner in FTK Ventures, LLC, a rental real estate business, and an owner of Gripstah LLC, created for a direct pay system, dedicating about half his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2013 - Present · 12 yrs 6 mos
Raymond James Financial Services, INC.Broker
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2007 - November 2013 · 6 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2007 - November 2013 · 6 yrs 6 mos
Janney Montgomery Scott LLC
March 2007 - May 2007 · 2 mos
Janney Montgomery Scott LLCBroker
October 1993 - May 2007 · 13 yrs 7 mos
State Registrations15 states
AZCODEFLILKYMDNCNDNJNYOHPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Giffin - Financial Advisor | TrueAdvisor