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Steven Reed

J.P. Morgan Securities LLC
33 Years of Experience
Santa Ana, CA
1 DisclosureBroker
View SEC Summary
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Steven Reed is a registered investment advisor at J.P. Morgan Securities LLC, based in Santa Ana, CA, with 33 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1300 N. Main Street, Santa Ana, CA, 92701

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.
February 2006 - May 2009 · 3 yrs 3 mos
Wamu Investments, INC.Broker
June 2005 - May 2009 · 3 yrs 11 mos
Linsco/private Ledger CORP.
June 2005 - June 2005 · 0 mos
Linsco/private Ledger CORP.Broker
June 2005 - June 2005 · 0 mos
Wm Financial Services, INC.Broker
May 1998 - June 2005 · 7 yrs 1 mo
Great Western Financial Securities CorporationBroker
May 1994 - May 1998 · 4 yrs
Fortis Investors, INC.Broker
July 1993 - May 1994 · 10 mos
State Registrations13 states
AZCAFLIDMNMTNMNVORTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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