Thomas Joy is a registered investment advisor, based in Birmingham, AL, with 16 years of industry experience.
Location
2005 Stonegate Trail, Suite 101, Birmingham, AL, 35242
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Newedge Advisors
December 2025 - Present · 5 mos
Previous Registrations
Newedge Securities, LLCBroker
December 2025 - March 2026 · 3 mos
Stonegate Investment Group, LLC
October 2021 - December 2025 · 4 yrs 2 mos
Bbva Securities INC.Broker
May 2013 - May 2021 · 8 yrs
Bbva Compass Investment Solutions, INCBroker
January 2012 - May 2013 · 1 yr 4 mos
Compass Brokerage, INC.Broker
January 1994 - July 1996 · 2 yrs 6 mos
State Registrations1 state
AL
Advisor
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Exams
No exam information available for this advisor.