Eric Bartok
Eric Bartok is a registered investment advisor at Oppenheimer & CO. INC., based in Virginia Beach, VA, with 32 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 37,605 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oppenheimer offers several investment management programs with different fee structures:
- Fahnestock Asset Management (FAM): Fees up to 2.5% of your portfolio. Commissions are also charged on certain FAM accounts.
- Alpha: Clients pay brokerage commissions and ticket/handling charges on securities transactions.
- Preference: Fees up to 2.25% of your portfolio. Additional charges may apply based on trading activity.
Minimum account sizes vary depending on the program and the types of investments included in the account. The minimum annual fee for FAM and Preference accounts is $250, but this is waived if the account is at least $50,000 or household advisory accounts are at least $250,000.
Location
205 Town Center Drive, Suite 260, Virginia Beach, VA, 23462
Get directionsHistory
Regulatory History (5)
Employment Separation After Allegations
July 2019Customer Dispute
November 2005Customer Dispute
March 2002Customer Dispute
October 2001Customer Dispute
January 2001Other Business Activities
Eric is involved in several real estate investments, including BCE Investments LLC, BGZ LLC (a loan to a local business), a beach house rental managed by Kees Vacation Rentals, and raw residential land lots in Florida. He spends minimal time on these activities.
Employment History
Current Registrations
Oppenheimer & CO. INC.Broker
Oppenheimer & CO. INC.
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.