Denise Leddy
Denise Leddy is a CFP-designated registered investment advisor at Wealthspire Retirement Advisory, based in Aliso Viejo, CA, with 29 years of industry experience. Denise operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 6,585 clients with $120B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wealthspire Retirement's investment management fees are based on a percentage of the assets in your plan or a flat fee, depending on the services you need. The exact fee is negotiable and depends on factors like the scope of services, complexity, duration, and the size of your plan. Asset-based fees will not exceed 1.60% of plan assets.
Location
120 Vantis, Suite 400, Aliso Viejo, CA, 92656
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2002Other Business ActivitiesSells Insurance
Denise works for NFP Corporate Services (SE), Inc. as a client manager supporting retirement plan advisors, dedicating full-time hours. She also serves as a race ambassador for SHE TRIS, spending about 10-20% of her time assisting with event planning and execution.
Employment History
Current Registrations
Wealthspire Retirement Advisory
Previous Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
NFP Advisor Services, LLC
MML Investors Services, INC.
MML Investors Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Summit Equities, INC.Broker
First Bermuda Securities (bvi) LTD.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.