James Webb
James Webb is a CFP-designated registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15110 Dallas Parkway, Suite 500, Dallas, TX, 75248
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2011Customer Dispute
January 2009Other Business ActivitiesSells Insurance
James operates Generations Financial Management, a DBA for his LPL business, dedicating nearly full-time hours to it. He also engages in non-variable insurance activities through multiple entities and owns several real estate rental properties, along with a business entity for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
Advisor Resource Council
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
Charles Schwab & CO., INC.Broker
Fidelity Brokerage Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.