JB
JB

John Brzozowski

25 Years of Experience
Englishtown, NJ
Broker

John Brzozowski is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Englishtown, NJ, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

80 Rt 9, Englishtown, NJ, 07726

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2013 - Present · 12 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2013 - Present · 12 yrs 10 mos
Previous Registrations
Capital One Financial Advisors LLC
July 2012 - June 2013 · 11 mos
Capital One Investment Services LLCBroker
July 2012 - June 2013 · 11 mos
Metlife Securities INC.
September 2011 - December 2011 · 3 mos
Metlife Securities INC.Broker
October 2010 - December 2011 · 1 yr 2 mos
Hsbc Securities (USA) INC.Broker
January 2005 - February 2007 · 2 yrs 1 mo
Hsbc Brokerage (USA) INC.Broker
July 2004 - January 2005 · 6 mos
Millennium Brokerage, L.L.C.Broker
June 2003 - December 2003 · 6 mos
A.B. Watley, INC.Broker
September 2002 - February 2003 · 5 mos
Worldco, L.L.C.Broker
February 2002 - September 2002 · 7 mos
Fleet Securities, INC.Broker
February 1998 - October 2001 · 3 yrs 8 mos
Nash, Weiss & CO.Broker
October 1997 - February 1998 · 4 mos
Nash, Weiss & CO.Broker
May 1997 - October 1997 · 5 mos
Mayer & Schweitzer, INC.Broker
November 1996 - May 1997 · 6 mos
Spear, Leeds & KelloggBroker
September 1995 - September 1996 · 1 yr
Ladenburg, Thalmann & CO., INC.Broker
July 1994 - January 1995 · 6 mos
Americorp Securities, INC.Broker
October 1993 - December 1993 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Brzozowski - Financial Advisor | TrueAdvisor