KS
KS
Kirk Stauffer
32 Years of Experience
Ft. Lauderdale, FL
8 DisclosuresBrokerSells Insurance
Kirk Stauffer is a registered investment advisor, based in Ft. Lauderdale, FL, with 32 years of industry experience.
Location
6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308
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Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2022Denied
Customer Dispute
November 2008Settled
Customer Dispute
February 2007Settled
Customer Dispute
January 2003Settled
Customer Dispute
August 2002Settled
Customer Dispute
October 2001Settled
Customer Dispute
October 2001Settled
Customer Dispute
January 2001Denied
Other Business ActivitiesSells Insurance
Kirk is the principal of CBM Wealth Management, LLC, dedicating all of his time to this role. He also works as a fixed insurance broker, spends minimal time on public relations for Edible Sacramento Magazine, and serves as president of the Stauffer Family Foundation.
Employment History
Current Registrations
Kovack Securities INC.Broker
April 2009 - Present · 17 yrs 1 mo
Kovack Advisors, INC.
April 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - April 2009 · 2 yrs
Morgan Stanley & CO. IncorporatedBroker
April 2007 - April 2009 · 2 yrs
Morgan Stanley
November 1998 - April 2007 · 8 yrs 5 mos
Morgan Stanley Dw INC.Broker
September 1993 - April 2007 · 13 yrs 7 mos
State Registrations3 states
CAIDTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.