Nicole Plumlee
Nicole Plumlee is a registered investment advisor at Rba Wealth Management, LLC, based in Newport Beach, CA, with 27 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Insurance Planning, and 3 more. Their firm serves 426 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.20% |
| $500K+ | 1.00% |
The firm may negotiate a different fee rate for certain client holdings.
Fee Estimator
Location
520 Newport Center Drive, Suite 740, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicole is the Chief Operating Officer of RBA Wealth Management, LLC, a registered investment advisor. She dedicates full-time hours to operational and administrative duties.
Employment History
Current Registrations
Rba Wealth Management, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
LPL Financial Corporation
LPL Financial CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.