RA
RA

Rondi Albrecht

31 Years of Experience
Bangor, ME
1 DisclosureBrokerSells Insurance

Rondi Albrecht is a registered investment advisor, based in Bangor, ME, with 31 years of industry experience.

Location

23 Water St, Ste 306 Fl 3, Bangor, ME, 04401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Closed-No Action
Other Business ActivitiesSells Insurance

Rondi sells fixed insurance at a branch location. She is also the sole owner of Rondi K. Albrecht Bennett & Associates, P.A., an entity created to process securities business.

Employment History
Current Registrations
Raymond James Financial Services, INC.
October 2025 - Present · 9 mos
Raymond James Financial Services Advisors, INC
October 2025 - Present · 9 mos
Raymond James Financial Services, INC.Broker
October 2025 - Present · 9 mos
Previous Registrations
Commonwealth Financial Network
January 2004 - October 2025 · 21 yrs 9 mos
Commonwealth Financial NetworkBroker
May 1995 - October 2025 · 30 yrs 5 mos
Boston Capital Services,inc.Broker
December 1994 - January 1995 · 1 mo
Commonwealth Equity Services, INC.Broker
June 1994 - November 1994 · 5 mos
Fidelity Investments Institutional Services Company, INC.Broker
October 1993 - May 1994 · 7 mos
State Registrations27 states
AKALAZCACOCTFLGAHIKYMAMDMEMONCNHNJNMNVNYOHPASCSDTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rondi Albrecht - Financial Advisor | TrueAdvisor