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Cynthia Touchton

Stifel, Nicolaus & Company, Incorporated
32 Years of Experience
Clearwater, FL
2 DisclosuresBroker
View SEC Summary
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Cynthia Touchton is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Clearwater, FL, with 32 years of industry experience. Cynthia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2605 Enterprise Road, Suite 168, Clearwater, FL, 33759

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2014
Denied
Customer Dispute
August 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Cynthia is a board member for the Coventry Foundation, dedicating minimal time annually to preserving Jaguar car heritage. She also holds a VP position on the St. Tropez 1 Association condominium HOA, spending minimal time monthly.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
March 2013 - Present · 13 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2013 - Present · 13 yrs 7 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
November 2007 - March 2013 · 5 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
February 2001 - March 2013 · 12 yrs 1 mo
J. B. Hanauer & CO.Broker
October 1993 - March 2001 · 7 yrs 5 mos
State Registrations13 states
AZCACOFLGAILLAMINCNVPASCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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