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NG
CFP · ChFC
NG
CFP · ChFC

Neil Gendreau

Kestra Advisory Services, LLC
33 Years of Experience
Shrewsbury, MA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Neil Gendreau is a CFP, ChFC-designated registered investment advisor at Kestra Advisory Services, LLC, based in Shrewsbury, MA, with 33 years of industry experience. Neil is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1450 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

415 Boston Turnpike Rd, Ste 213, Shrewsbury, MA, 01545

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2007
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Neil is an agent for Ash Brokerage, recommending fixed insurance products, and an agent for Windsor Insurance, selling insurance. He also conducts client acquisition, service, asset management, and insurance planning through his role as President/Owner of Neil H Gendreau CFP, ChFC, taking nearly full-time hours, and provides investment advisory services through Kestra Advisory Services, LLC.

Employment History
Current Registrations
Kestra Advisory Services, LLC
June 2016 - Present · 10 yrs 4 mos
Kestra Investment Services, LLCBroker
October 2004 - Present · 22 yrs
Previous Registrations
NFP Advisor Services, LLC
March 2016 - September 2016 · 6 mos
Neil H. Gendreau, CFP
August 2004 - October 2004 · 2 mos
American Express Financial Advisors INC.Broker
August 1993 - October 2004 · 11 yrs 2 mos
Ids Life Insurance CompanyBroker
August 1993 - October 2004 · 11 yrs 2 mos
State Registrations15 states
CACOCTFLMAMEMINCNHNJNYOKRIVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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