James Pollock is a CFA-designated registered investment advisor at Diversified, LLC, based in Ann Arbor, MI, with 21 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Business Owners, Charitable Giving, Education Planning, and 8 more. Their firm serves 2,002 clients with $2.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.95% |
Annual asset management fee typically will not exceed 1.95% of assets under management. Fees are negotiable at the firm's discretion.
Fee Estimator
Location
412 East Huron, Ann Arbor, MI, 48104
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James spends minimal time (5%) on Pollock Investment Research, which focuses on researching and evaluating investment alternatives for client portfolios.
Employment History
Current Registrations
Diversified, LLC
Previous Registrations
Pollock Investment Advisors, LLC
Thomas Mcdonald Partners, LLC
Comerica Securities
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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