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Mark Stern is a registered investment advisor at Stone Ridge Advisors, based in Stone Ridge, NY, with 25 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30 clients with $36M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
30 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$36.5M
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$15,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | Included |
| $2.0M - $5.0M | 0.65% |
| $5.0M - $10.0M | 0.55% |
| $10.0M - $20.0M | 0.50% |
| $20M+ | 0.40% |
Minimum fee of $15,000 applies to the first $2 million. All fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Stone Ridge, NY
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2014Settled
Employment History
Current Registrations
Stone Ridge Advisors
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Integrated Wealth Concepts LLC
February 2023 - December 2023 · 10 mos
Laurel Wealth Advisors, INC.
February 2021 - March 2023 · 2 yrs 1 mo
Laurel Wealth Advisors, INC.
May 2015 - December 2020 · 5 yrs 7 mos
Beech Hill Advisors, INC
February 2001 - June 2015 · 14 yrs 4 mos
State Registrations3 states
CANYTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.