Sandy Mesa is a registered investment advisor, based in Camarillo, CA, with 28 years of industry experience.
Location
266 Mobil Avenue, Suite 218, Camarillo, CA, 93010
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Regulatory History (1)
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Customer Dispute
February 2008Settled
Other Business ActivitiesSells Insurance
Sandy is the President and RIA of MESA Wealth Management & Insurance Agency, spending about two-thirds of their time on financial planning, investment management, and insurance/LTC review. Sandy also works as a Financial Advisor & LAPD Professional Specialist, consulting on City of LA benefits and investments for a few hours per week.
Employment History
Current Registrations
Apw Capital, INC.Broker
March 2023 - Present · 3 yrs 2 mos
Mesa Wealth Management
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Western International Securities, INC.Broker
August 2017 - March 2023 · 5 yrs 7 mos
Western International Securities
August 2017 - March 2023 · 5 yrs 7 mos
Financial West Group
February 2009 - August 2017 · 8 yrs 6 mos
Financial West GroupBroker
February 2009 - August 2017 · 8 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2006 - February 2009 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2006 - February 2009 · 3 yrs 1 mo
Citigroup Global Markets INC.
April 2001 - February 2006 · 4 yrs 10 mos
Citigroup Global Markets INC.Broker
February 2001 - February 2006 · 5 yrs
Charles Schwab & CO., INC.Broker
May 1997 - February 2001 · 3 yrs 9 mos
State Registrations11 states
CAFLNVOHORSDTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.