TrueAdvisor
TrueAdvisor
TH
ChFC
TH
ChFC

Thomas Herlong

Eagle Strategies LLC
33 Years of Experience
Johnston, SC
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Thomas Herlong is a ChFC-designated registered investment advisor at Eagle Strategies LLC, based in Johnston, SC, with 33 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 133,900 clients with $32B in assets under management.

Eagle Strategies LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2490 advisors
Number of Clients
133,900 clients
Average Client Portfolio
$239K average
Assets Under Management
$32.0B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

Eagle Strategies offers investment management through several programs where fees vary depending on the specific platform and services selected:

  • Retirement Plan Consulting Program — annual fees generally range up to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • ERISA Investment Manager Program — annual fees generally range from 0.05% to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • Co-Advisory Program — Eagle Strategies charges fees ranging from 0% to 1.25% of assets under management, which are paid in addition to the co-adviser's fees.
  • New York Life Premier Advisory Variable Annuity — advisory fees range from 0% to 1% of the policy's accumulation value per year.
View Full SEC Brochure

Location

424 Calhoun Street, Johnston, SC, 29832

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas is involved in several outside business activities, including serving as Chairman of the Finance Committee for Harmony United Methodist Church and Chairman of the Planned Giving Committee for Piedmont Technical College. He also owns Herlong Farms, brokers insurance products, operates under the DBA Herlong Financial Group LLC selling New York Life products, and is a shareholder in NYLARC Holding Company, Inc.

Employment History
Current Registrations
Eagle Strategies LLC
February 2011 - Present · 15 yrs 8 mos
Nylife Securities LLCBroker
September 1993 - Present · 33 yrs 1 mo
State Registrations9 states
ALFLGAMAMSNCPASCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Johnston, SC →All financial advisors in South Carolina →