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Elaina Garvin

Stifel, Nicolaus & Company, Incorporated
28 Years of Experience
Melbourne, FL
2 DisclosuresBroker
View SEC Summary
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Elaina Garvin is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Melbourne, FL, with 28 years of industry experience. Elaina is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6769 North Wickham Road, Suite B100, Melbourne, FL, 32940

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2014
Settled
Employment Separation After Allegations
July 2012
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Elaina is involved with several organizations, including the Brevard Zoo Board, Health First Foundation Board of Trustees and Board of Directors, and The Florida Bar Grievance Committee. She also manages a property owned by CKE Property LLC where her daughter lives.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
July 2012 - Present · 14 yrs 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - August 2012 · 4 yrs 7 mos
Wells Fargo Advisors, LLCBroker
January 2008 - August 2012 · 4 yrs 7 mos
A. G. Edwards & Sons, INC.
November 2005 - January 2008 · 2 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
June 1998 - January 2008 · 9 yrs 7 mos
State Registrations34 states
ALAZCACOCTDCFLGAHIILINKYLAMAMDMEMIMNMONCNJNMNVNYOHOKPARISCSDTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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