Vern Roach is a CFP-designated registered investment advisor at Edward Jones, based in Indianapolis, IN, with 31 years of industry experience. Vern is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.40% |
The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.
Fee Estimator
Location
8150 Oaklandon Road, Suite 113, Indianapolis, IN, 46236
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Regulatory History (1)
Customer Dispute
July 2004Employment History
Current Registrations
Edward Jones
Edward JonesBroker
Previous Registrations
First of America Brokerage Service, INC.Broker
Liberty Securities CorporationBroker
Independent Financial Securities, INC.Broker
Natcity Investments, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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