Emmett Ray
Emmett Ray is a registered investment advisor at Osaic Wealth, INC., based in Plano, TX, with 32 years of industry experience. Emmett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6275 W. Plano Parkway, Suite 500, Plano, TX, 75093
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2006Customer Dispute
April 2000Customer Dispute
August 1999Other Business ActivitiesSells Insurance
Emmett owns real estate, including a cabin in New Mexico, and is an independent insurance broker with The State Life Insurance Company and other carriers. He also participates on the board of directors for Ray and is a distributor of non-financial essential services through ACN, spending about 10-20% of his time on these activities.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Banc One Securities CorporationBroker
Fidelity Brokerage Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.