DG
DG

David Gettings

32 Years of Experience
Palm Beach Gardens, FL
1 DisclosureBrokerSells Insurance

David Gettings is a registered investment advisor at Gwn Securities INC., based in Palm Beach Gardens, FL, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
506 advisors
Number of Clients
37,091 clients
Average Client Portfolio
$98K average
Assets Under Management
$3.7B

Fee Structure

Minimum Investment:$2K

GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.

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Location

11440 North Jog Road, Palm Beach Gardens, FL, 33418-3764

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2014
Denied
Other Business ActivitiesSells Insurance

David is involved in several outside business activities, including insurance and fixed annuity sales through Gettings Financial Group LLC, and CPA/tax preparation/estate planning services. He also dedicates time to charitable and community endeavors, such as the Albert P. Gettings Memorial Foundation and the Human Services Center.

Employment History
Current Registrations
Gwn Securities INC.
June 2015 - Present · 11 yrs 1 mo
Gwn Securities INC.Broker
June 2015 - Present · 11 yrs 1 mo
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
January 2015 - June 2015 · 5 mos
Sterne Agee Financial Services, INC.Broker
September 2014 - June 2015 · 9 mos
Sterne Agee Investment Advisor Services, INC.
March 2009 - January 2015 · 5 yrs 10 mos
Wrp Investments, INC.Broker
March 2009 - September 2014 · 5 yrs 6 mos
Securian Financial Services, INC.Broker
April 2007 - March 2009 · 1 yr 11 mos
New England SecuritiesBroker
April 2002 - March 2007 · 4 yrs 11 mos
The Advisors Group, INC.Broker
December 1999 - March 2002 · 2 yrs 3 mos
Hornor, Townsend & Kent, INC.Broker
September 1993 - January 2000 · 6 yrs 4 mos
State Registrations7 states
AZFLNCOHPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Gettings - Financial Advisor | TrueAdvisor