Pamela Rudolph is a registered investment advisor, based in Geneseo, NY, with 28 years of industry experience.
Location
22 Ryan Drive, Geneseo, NY, 14454
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Pamela operates ESL Investment Services as a DBA for her LPL business. She also works with ESL Investment Services LLC selling non-variable insurance, dedicating about 10-20% of her time to this activity.
Employment History
Current Registrations
Esl Investment Services, LLCBroker
March 2025 - Present · 1 yr 2 mos
LPL Financial LLC
March 2025 - Present · 1 yr 2 mos
LPL Financial LLCBroker
March 2025 - Present · 1 yr 2 mos
Previous Registrations
LPL Financial LLC
August 2021 - March 2024 · 2 yrs 7 mos
LPL Financial LLCBroker
March 2014 - March 2024 · 10 yrs
Invest Financial CorporationBroker
January 2013 - March 2014 · 1 yr 2 mos
Five Star Investment Services, INC.Broker
December 2003 - May 2012 · 8 yrs 5 mos
Advest, INC.Broker
June 1996 - November 2003 · 7 yrs 5 mos
State Registrations3 states
FLGANY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.