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Laura Shrawder-Miles

31 Years of Experience
Ft. Lauderdale, FL
6 DisclosuresBrokerSells Insurance

Laura Shrawder-Miles is a registered investment advisor at Kovack Advisors, INC., based in Ft. Lauderdale, FL, with 31 years of industry experience. Laura operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
259 advisors
Number of Clients
14,305 clients
Average Client Portfolio
$387K average
Assets Under Management
$5.5B

Fee Structure

Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.

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Location

6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2024
Settled
Customer Dispute
February 2021
Settled
Employment Separation After Allegations
October 2019
Customer Dispute
March 2016
Denied
Customer Dispute
August 2003
Denied
Customer Dispute
June 2003
Settled
Other Business ActivitiesSells Insurance

Laura owns Riverfront Financial Services, focusing on investments and insurance, dedicating nearly all of her time to it. She also owns Lollipop Home Healthcare Services and is involved with Pinnacle FMO selling fixed insurance and annuities, as well as consulting on income taxes and retirement income, and sells Mary Kay cosmetics.

Employment History
Current Registrations
Kovack Advisors, INC.
February 2020 - Present · 6 yrs 3 mos
Kovack Securities INC.Broker
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
Private Advisor Group, LLC
August 2016 - October 2019 · 3 yrs 2 mos
LPL Financial LLCBroker
August 2005 - November 2019 · 14 yrs 3 mos
Primevest Financial Services, INC.Broker
November 2004 - May 2005 · 6 mos
Invest Financial CorporationBroker
March 2003 - December 2004 · 1 yr 9 mos
Primevest Financial Services, INC.Broker
May 2000 - January 2003 · 2 yrs 8 mos
Bisys Brokerage Services, INC.Broker
January 1999 - May 2000 · 1 yr 4 mos
Metlife Securities INC.Broker
July 1998 - January 1999 · 6 mos
Metropolitan Life Insurance CompanyBroker
July 1998 - January 1999 · 6 mos
Keystone Brokerage, INC.Broker
November 1996 - June 1998 · 1 yr 7 mos
Laughlin Group Advisors, INC.Broker
April 1994 - November 1996 · 2 yrs 7 mos
Spectrum Securities CorporationBroker
March 1994 - April 1994 · 1 mo
State Registrations3 states
FLNCPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.