Michael Mosher is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
555 California Street, Pwm, San Francisco, CA, 94104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
August 2020 - Present · 5 yrs 9 mos
Morgan StanleyBroker
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
February 2019 - August 2020 · 1 yr 6 mos
Ameriprise Financial Services, LLC.
February 2019 - August 2020 · 1 yr 6 mos
Portsmouth Financial Services
July 2017 - February 2019 · 1 yr 7 mos
Portsmouth Financial ServicesBroker
August 2016 - February 2019 · 2 yrs 6 mos
Nb Wealth Management LLC
June 2016 - July 2017 · 1 yr 1 mo
Wells Fargo Advisors, LLC
January 2011 - October 2015 · 4 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2011 - October 2015 · 4 yrs 9 mos
Wells Fargo Investments, LLC
April 2010 - January 2011 · 9 mos
Wells Fargo Investments, LLCBroker
April 2010 - January 2011 · 9 mos
Citigroup Global Markets INC.Broker
May 2007 - May 2010 · 3 yrs
Citigroup Global Markets INC.
May 2007 - May 2010 · 3 yrs
Citicorp Investment Services
October 2005 - May 2007 · 1 yr 7 mos
Citicorp Investment ServicesBroker
October 2005 - May 2007 · 1 yr 7 mos
Wells Fargo Investments, LLC
May 2002 - October 2005 · 3 yrs 5 mos
Wells Fargo Investments, LLCBroker
May 2002 - October 2005 · 3 yrs 5 mos
Citicorp Investment ServicesBroker
September 1998 - May 2002 · 3 yrs 8 mos
Marketing One Securities, INC.Broker
August 1993 - September 1998 · 5 yrs 1 mo
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.